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Home Interview Competency Interview See What Others Are Saying!
  • Question
  • What are the compliance- and/or ethics-related challenges you face most frequently in your current role?


  • Correct Answer
  • This question provides information on several important aspects of a compliance program First, it may highlight risks that the compliance officer was unaware of or didn?t fully appreciate (risk assessment) Second, it assesses how well employees are able to apply corporate policies in the context of their role (policy comprehension/retention and training effectiveness) Third, it reiterates and reinforces the employee?s understanding of risks and policies specific to them (training) Interviewees frequently struggle with this question initially and the interviewer may need to provide an obvious example of such a challenge to help the interviewee get started (ie gift policy, etc) 


  • More questions

    • 1. What is CRR rate?
    • Discuss
    • 2. Which among the following are not access Specifiers in C++?

    • Options
    • A. Public
    • B. Protected
    • C. Default
    • D. Private
    • Discuss
    • 3. In which year, the first bank of India "Bank of Hindustan" was established ?

    • Options
    • A. 1677
    • B. 1770
    • C. 1796
    • D. 1831
    • Discuss
    • 4. What could be the bucket size if collision and overlapping occur at same time?

    • Options
    • A. 2
    • B. 0
    • C. 1
    • D. 4
    • Discuss
    • 5. Default constructor accepts how many arguments?

    • Options
    • A. one
    • B. two
    • C. three
    • D. None
    • Discuss
    • 6. What are the mandatory part to present in function pointers?

    • Options
    • A. &
    • B. retrun values
    • C. data types
    • D. none of these
    • Discuss
    • 7. Which of the following can derived class inherit?

    • Options
    • A. members
    • B. functions
    • C. both a & b
    • D. None of the above
    • Discuss
    • 8. What kind of object is modifying sequence algorithm?

    • Options
    • A. Function template
    • B. Class template
    • C. Method
    • D. None of these
    • Discuss
    • 9. Fixed Foreign Exchange rate can be changed by

    • Options
    • A. SEBI
    • B. Ministry of Finance
    • C. RBI
    • D. All of the above
    • Discuss
    • 10. The shortcut key to quit from tally is

    • Options
    • A. CTRL + Q
    • B. CTRL + ESC
    • C. CTRL + T
    • D. CTRL + P
    • Discuss


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