Shallow foundations in geotechnical engineering — the minimum depth D of a footing carrying a heavy load is commonly estimated from bearing considerations using which formula (use q for allowable bearing pressure, gamma for unit weight of soil, and phi for angle of shearing resistance)?

Difficulty: Easy

Correct Answer: D = (q / gamma) * ((1 - sin phi) / (1 + sin phi))^2

Explanation:


Introduction / Context:
Determining a safe minimum depth for a shallow footing is a classic task in foundation engineering. The depth must be sufficient so that the overburden confinement provides the necessary shear resistance in the underlying soil and the bearing pressure at the base can be carried without shear failure. Empirical design aids often recast Rankine/Prandtl concepts into practical formulas that relate depth to soil strength and allowable bearing pressure.


Given Data / Assumptions:

  • Footing is on a cohesionless or effectively drained granular soil where phi governs shear strength.
  • q represents the net allowable bearing pressure at foundation level.
  • gamma is the effective unit weight of soil above the base of the footing.
  • Groundwater effects, surcharge variations, and local factors are either included in q or treated separately.


Concept / Approach:

For granular soils, a convenient expression for minimum embedment is obtained by equating the available passive confinement from the overburden to the mobilized active tendency beneath the footing edge. Using Rankine relationships, the ratio (1 - sin phi)/(1 + sin phi) appears naturally, and squaring it reflects the conversion to a depth term when expressed against unit weight. This yields a compact depth estimate that increases if q is larger and decreases for stronger soils (higher phi) or denser soils (higher gamma).


Step-by-Step Solution:

1) Recognize that deeper embedment increases vertical effective stress sigma_v = gamma * D, improving confinement.2) Use the Rankine form for active/passive ratios: K_a = (1 - sin phi)/(1 + sin phi); K_p = 1/K_a.3) Rearrange customary design relations to isolate D proportional to (q / gamma) * K_a^2.4) Substitute K_a and simplify to D = (q / gamma) * ((1 - sin phi)/(1 + sin phi))^2.


Verification / Alternative check:

Check limits: if phi increases, the fraction (1 - sin phi)/(1 + sin phi) decreases, so D reduces, matching intuition. If q becomes larger, D increases to supply more confinement. Designers should still verify against bearing capacity (e.g., Terzaghi's equation) and settlement criteria.


Why Other Options Are Wrong:

tan^2(45 + phi/2) and cot^2(45 - phi/2) correspond to passive trends, not minimum embedment for active control. The inverted ratio ((1 + sin phi)/(1 - sin phi))^2 grows with phi, contradicting expected behavior. sec^2(phi) is not a recognized embedment relation.


Common Pitfalls:

Using total instead of effective unit weight when groundwater reduces gamma; ignoring surcharge q_s that should be combined with overburden; treating the result as a final design without checking settlement.


Final Answer:

D = (q / gamma) * ((1 - sin phi) / (1 + sin phi))^2

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