In DB2 indexing, what is the root page of a B-tree index and what role does it play during index lookups?

Difficulty: Medium

Correct Answer: The root page is the top level page of a B-tree index that contains pointers to lower level index pages and is the starting point for index traversal during lookups

Explanation:


Introduction / Context:
Most relational databases, including DB2, implement indexes using B-tree or B+tree structures. Understanding the internal components of a B-tree, such as root, branch, and leaf pages, is important for performance tuning and for passing database administration interviews. The root page is a critical part of this structure and is referenced frequently during index lookups.


Given Data / Assumptions:

  • We are working with a DB2 index implemented as a B-tree or B+tree.
  • The index is organised into multiple levels of pages, including leaf and non-leaf pages.
  • Queries use the index to search for specific key values or ranges.


Concept / Approach:
In a B-tree index, the root page is the highest level page that acts as the entry point for all index traversals. It contains key ranges and pointers to one or more lower level pages, which may be branch pages or leaf pages depending on the height of the tree. When DB2 processes an index lookup, it starts at the root page, follows the appropriate pointer based on the search key, and continues down through branch pages until it reaches the leaf page that either holds the key or indicates its absence. The index structure is balanced so that all leaf pages are at the same depth beneath the root.


Step-by-Step Solution:
Step 1: Visualise the B-tree index as a tree-like structure with a single root at the top, possibly multiple branch levels in the middle, and many leaf pages at the bottom. Step 2: Recognise that the root page contains a set of key boundaries and pointers that divide the key space among its child pages. Step 3: During a search, DB2 reads the root page into memory and uses the search key to decide which child pointer to follow, narrowing the range of possible locations. Step 4: This process repeats for each branch page encountered, with each page directing the search further down until a leaf page is reached. Step 5: The leaf page contains the actual index entries for specific keys, along with pointers to the corresponding table rows or row identifiers, allowing DB2 to complete the lookup efficiently.


Verification / Alternative check:
Database documentation and internal diagrams consistently show B-tree indexes with a clearly identified root page at the top of the structure. Tools that display index statistics sometimes include the height of the tree, implying the presence of a root and one or more levels below. When the index grows or shrinks, operations such as page splits and merges occur, but the root remains the unique entry point, occasionally changing if the tree height adjusts. These observations confirm the role of the root page as the starting node for index traversals.


Why Other Options Are Wrong:
Option B is incorrect because data pages store table rows, not the root of the index; the root page is part of the index structure, not the base table. Option C is wrong because backup copies on tape are part of backup and recovery procedures, not an intrinsic piece of the live index structure. Option D is incorrect because the root page is stored on disk as part of the index and is loaded into memory as needed; it is not merely a temporary application buffer with no physical representation.


Common Pitfalls:
A common misconception is that the root page directly contains the majority of index entries; in reality, it often contains only a relatively small amount of routing information. Another pitfall is assuming that increasing index depth is always bad; while more levels mean more page reads, the tree remains very shallow compared to the number of rows, and appropriate indexing and statistics maintenance keep performance acceptable. Understanding the root page helps developers reason about how many I/O operations are required for an index lookup and why objectives like keeping indexes reasonably balanced are important.


Final Answer:
In DB2 indexing, the root page is the top level page of the B-tree index that stores key boundaries and pointers to lower level index pages and serves as the starting point for all index lookups.

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